546 Fifth Avenue 7th Floor
New York, NY 10036
212-953-7800

GLICKENHAUS & CO.
546 Fifth Avenue 7th Floor
New York, NY 10036
212-953-7800
info@glickenhaus.com
Regulatory Information

Glickenhaus & Co. is a 49 year-old Securities & Exchange Commission (SEC) registered investment advisor with $1.3 billion under management as of December 31, 2009. We are a member of the Financial Industry Regulatory Authority (FINRA), Municipal Securities Rulemaking Board (MSRB) and the Securities Investor Protection Corporation (SIPC).

Glickenhaus & Co. does not engage in traditional brokerage business. We specialize in management of equity, balanced and fixed-income portfolios. Our client base includes corporations, endowments, non-profit institutions including the Glickenhaus Foundation, high net worth individuals and family groups.

  • SEC Rule 606 reporting:
    Glickenhaus & Co. routes 100% non-directed order flow to JP Morgan Securities, LLC, via a JP Morgan Clearing Corporation trading platform. Select here to review details of SEC Rule 606 and select JP Morgan Securities in the broker dealer drop down box.

© 2011 GLICKENHAUS & CO.